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Stock Market & Financial Investment News

News Breaks
November 9, 2012
15:43 EDTKCGKnight Capital says SEC issued formal order of investigation
Knight Capital disclosed in its quarterly filing that subsequent to its August 1 technology issue, the SEC and other regulators commenced on-site examinations of the firmís capital and liquidity condition. Those onsite examinations have concluded. Further, on or about August 9, the SEC began an examination, related to the technology issue, of the firmís compliance with the SEC's Market Access Rule and other regulations. The SEC issued a formal order of investigation concerning Knight Capital on August 29. The company said it is cooperating with the regulators.
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April 14, 2014
07:37 EDTKCGKCG Holdings reports March trade volumes
KCG Holdings released trade volumes for the month of March. In Market Making, KCG averaged $26.6B volume traded, 16.8B shares traded, and 3.9M trades per day in U.S. equities.
April 7, 2014
06:58 EDTKCGDark markets could cause more harm than high-frequency trading, Reuters says
After a book by financial author Michael Lewis sparked worries that high-speed traders have been rigging the U.S. stock market, former regulators and academics say a more serious threat to investors could be the increasing amount of trading that happens outside of exchanges, reported Reuters. Top internalizers include units of KCG Holdings (KCG), Citadel, UBS (UBS), and Citigroup (C). Dark pool operators include Credit Suisse (CS) and Morgan Stanley (MS). In an attempt to earn back some of the retail orders, exchanges such as IntercontinentalExchange Group's (ICE) New York Stock Exchange, Nasdaq (NDAQ), and BATS Global Markets, have allowed brokerages to place dark pool-style orders on their platforms, with the trade hidden until after it is executed. Reference Link

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