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Stock Market & Financial Investment News

News Breaks
November 7, 2012
16:23 EDTHEAT, NDAQSmartheat suspended by NASDAQ
The NASDAQ Stock Market (NDAQ) announced that Smartheat (HEAT), which has been subject to a trading halt since May 30, will be suspended from the NASDAQ Stock Market effective November 9. As a result of the suspension, Smartheat may be eligible to resume trading in the over the counter market. The suspension is the result of a final determination to delist the company's shares issued by the panel after a hearing on the matter.
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May 20, 2013
08:06 EDTNDAQNASDAQ, Smarsh establish partnership to deliver deeper compliance risk capabilities
Smarsh announced a new partnership with NASDAQ OMX to offer Smarsh archiving and compliance solutions to corporations, broker-dealers, exchanges and regulators alongside NASDAQ OMX's SMARTS market surveillance and compliance solutions. NASDAQ OMX provides its SMARTS market surveillance and compliance solutions to broker-dealers, buy-side firms, regulators and exchanges around the world, making it the industry's leading market surveillance platform for real-time cross-asset surveillance.
07:42 EDTNDAQCohasset Associates to host a conference
National Conference on Managing Electronic Records is being held in Chicago on May 20-22.
06:02 EDTNDAQBGC Partners receives HSR approval for proposed transaction with NASDAQ OMX
BGC Partners (BGCP) announced that it has received regulatory approval for the proposed sale of certain assets comprising its platform for the fully electronic trading of benchmark, on-the-run US Treasuries to NASDAQ OMX Group (NDAQ). As previously disclosed, total consideration for this transaction is up to $1.234B.
May 17, 2013
05:51 EDTNDAQRegulators target exchanges, WSJ reports
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