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Stock Market & Financial Investment News

News Breaks
April 28, 2014
14:19 EDTSCHW, AMTD, IBKR, ETFCE-Trade slides after report of FINRA probe
Shares of discount broker E-TRADE Financial (ETFC) are lower in afternoon trading after the New York Post said regulators are investigating the firm's order routing practices. WHAT'S NOTABLE: According to the Post, the Financial Regulatory Authority, or FINRA, is looking into how E-TRADE priced customer orders it routed to G1 Execution Services, a company that E-TRADE once owned but sold recently to Susquehanna. At issue, the Post says, is whether E-TRADE is putting its profit drive ahead of its customer's best interest. Also of note, the SEC is said to be looking into changes that would require brokerages to disclose more in their "best execution" practices. PRICE ACTION. Shares of E-TRADE are down a bit over 3% in afternoon trading to $21.68. OTHERS TO WATCH: Other companies in the discount broker space include TD Ameritrade (AMTD), Charles Schwab (SCHW) and Interactive Brokers (IBKR).
News For ETFC;AMTD;SCHW;IBKR From The Last 14 Days
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July 28, 2015
15:06 EDTAMTDTD Ameritrade fined $300K by Texas for customer notification violations
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July 24, 2015
06:49 EDTETFCE-Trade says NY Fed eases company oversight, Reuters says
E-Trade said that the New York Federal Reserve has relaxed its oversight of the company during the second quarter, giving the company more latitude to make strategic decisions about its future, Reuters reports. "It moves us to a different footing with regulators on how quickly we can move to do things," CEO Paul Idzik said on an analysts' call Thursday evening after the company reported Q2 earnings. "The dialogue has shifted." Reference Link
July 23, 2015
18:01 EDTETFCE-Trade reports Q2 DARTs of 149K
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16:22 EDTETFCE-Trade reports Q EPS 25c, consensus 27c
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July 22, 2015
10:01 EDTAMTDOn The Fly: Analyst Downgrade Summary
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07:37 EDTAMTDTD Ameritrade downgraded to Sell from Neutral at Citi
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July 21, 2015
16:04 EDTIBKRInteractive Brokers reports Q2 EPS ex-items 37c, consensus 37c
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07:33 EDTAMTDTD Ameritrade CEO: Company 'upbeat' about growth, prospects
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07:32 EDTAMTDTD Ameritrade reports Q3 EPS 36c, consensus 36c
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July 20, 2015
15:01 EDTAMTDNotable companies reporting before tomorrow's open
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July 17, 2015
08:04 EDTSCHWCharles Schwab to host business news update conference call
Conference call will be held on July 24 11:30am. Webcast Link
July 16, 2015
09:08 EDTSCHWOn The Fly: Pre-market Movers
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08:50 EDTSCHWCharles Schwab CEO: Company gathered $37B of core net new assets in Q2
CEO Walt Bettinger said, “Our contemporary full-service investing model continues to appeal to clients and prospects, and helped us achieve strong quarterly operating results in the face of sideways equity markets and continuing low interest rates. We gathered $37B of core net new assets, the highest second quarter in our history, and maintained a 6% annualized organic growth rate despite seasonal tax outflows in April. Clients opened 280,000 new brokerage accounts, up 16% year-over-year and another second quarter record. Total client assets were $2.54T at quarter-end, up 6% from a year ago. Client assets under the guidance of a registered independent advisor or enrolled in one of our retail or other advisory solutions also rose 6% year-over-year, to $1.26T. At month-end June, we were serving 9.6M brokerage accounts, 1M banking accounts, and 1.5 million retirement plan participants, up 4%, 6% and 10%, respectively, from the second quarter of 2014.”
08:50 EDTSCHWCharles Schwab reports Q2 balance sheet assets $122.4B, up 18%
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08:47 EDTSCHWCharles Schwab reports Q2 EPS 25c, consensus 24c
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July 15, 2015
14:53 EDTSCHWNotable companies reporting before tomorrow's open
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