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Stock Market & Financial Investment News

News Breaks
July 3, 2014
06:26 EDTBNPQYSEC official voted against granting BNP waiver, Reuters says
Democratic commissioner at the U.S. Securities and Exchange Commission, Kara Stein, cast the only dissenting vote against giving BNP Paribas a temporary waiver to continue operating some investment advisory divisions across the U.S., according to Reuters, citing a document made public this week. Reference Link
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July 21, 2014
11:34 EDTBNPQYBNP suit prompts calls for whistleblower rewards in banking, Reuters says
BNP Paribas' $9B settlement with U.S. authorities, assisted by internal whistleblowers, has prompted calls for federal banking regulators to defend and offer incentives to individuals who report wrongdoing by banks, according to Reuters, citing comments from architect of the Securities and Exchange Commission's whistleblower representation program Jordan Thomas. Reference Link

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