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Stock Market & Financial Investment News

News Breaks
June 27, 2014
16:12 EDTBLKBlackRock Advisors receives Wells Notice
BlackRock Advisors has received a written Wells Notice from the SEC staff indicating the staff’s preliminary determination to recommend to the commission that the SEC file an action against BlackRock Advisors, a subsidiary of BlackRock. The SEC staff has taken the preliminary view that BlackRock Advisors’ disclosure as it related to then-employee Daniel Rice’s situation, and its policies and procedures, were inadequate. Rice was a portfolio manager for the BlackRock Energy & Resources Portfolio, and retired due to perceived potential conflict of interest as a result of his personal investments and involvement in a family business, Rice Energy LP.
News For BLK From The Last 14 Days
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October 1, 2014
11:16 EDTBLKBlackRock CEO blames regulators for push into risky assets, Financial Times says
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September 24, 2014
15:04 EDTBLKGoldman, other banks near deal to buy Bloomberg messaging alternative, WSJ says
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September 17, 2014
07:39 EDTBLKMorningstar to hold a conference
Management Behind the Moat Conference to be held in Chicago on September 17-18.
07:37 EDTBLKMorningstar to hold a conference
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