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Stock Market & Financial Investment News

News Breaks
February 27, 2014
08:10 EDTUBS, IAPLY, BCS, RBSU.K.'s FCA taking action against third trader in Libor probe, FT reports
In the U.K., the Financial Conduct Authority's probe of individuals suspected of manipulating the Libor benchmark rate accelerated after it published its third notice of intended action against a trader linked to the investigation, reports the Financial Times. The warning notice alleges that the unidentified trader colluded with a trader at another bank. Barclays (BCS), UBS (UBS), Royal Bank of Scotland (RBS), Rabobank and ICAP (IAPLY) have already paid fines to settle with the FCA.Reference Link
News For BCS;UBS;RBS;IAPLY From The Last 14 Days
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January 22, 2015
06:37 EDTBCSNew York Attorney General seeks to expand Barclays lawsuit, Telegraph says
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January 20, 2015
14:06 EDTRBSCitizens, Keysight identified as long positions by Einhorn
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07:30 EDTRBS, BCSU.K. banks see Bitcoin as threat to sterling, boon to terrorists, Telegraph says
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07:28 EDTBCSTreasury Institute for Higher Education to hold a symposium
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January 18, 2015
16:16 EDTBCSBarclays loses 'millions' on Swiss franc volatility, Reuters says
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January 16, 2015
09:09 EDTBCSDeutsche Bank, Barclays lost 'tens of millions' on Swiss franc, WSJ says
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08:19 EDTRBSRBS reviewing loans to small businesses on new issue, Independent says
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January 15, 2015
11:23 EDTUBSSEC charges UBS unit with disclosure violations in operating dark pool
The Securities and Exchange Commission has charged a subsidiary of UBS with disclosure failures and other securities law violations related to the operation and marketing of its dark pool. UBS Securities LLC agreed to settle the charges by paying more than $14.4M, including a $12M penalty that is the SEC’s largest against an alternative trading system. An SEC examination and investigation of UBS revealed that the firm failed to properly disclose to all subscribers the existence of an order type that it pitched almost exclusively to market makers and high-frequency trading firms. Furthermore, the SEC investigation found that UBS similarly failed to disclose to all subscribers a “natural-only crossing restriction” developed to ensure that select orders would not execute against orders placed by market makers and high-frequency trading firms. UBS consented to the SEC’s order without admitting or denying the findings. The order censures the firm and requires payment of $2,240,702.50 in disgorgement, $235,686.14 in prejudgment interest, and the $12M penalty.
10:41 EDTRBSRBS general counsel, others leave bank, NY Times reports
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07:17 EDTUBSUBS volatility at 28 into Swiss ends exchange-rate-cap
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06:42 EDTRBS, BCS, UBSECB most likely will unveil bond buying program, NY Times says
The European Central Bank is "all but certain" to announce at its next meeting that it will buy government bonds, according to The New York Times. But the ECB may announce that it will buy bonds but say that it will only provide details about the program in March, some believe, the newspaper reported. Some economists contend that the initiative could be a case of "too little, too late," The Times added. Publicly traded European banks include Banco Santander (SAN), Barclays (BCS), Credit Suisse (CS), Deutsche Bank (DB), HSBC (HSBC), ING Groep (ING), Lloyds Banking (LYG), RBS (RBS) and UBS (UBS). Reference Link
January 14, 2015
09:13 EDTRBSRoyal Bank of Scotland gets exemption from Fed, Reuters says
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06:57 EDTBCSBarclays appoints Jonathan Moulds as Group COO
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06:44 EDTUBS, BCS, RBSTop court official backs ECB bond buying, NY Times reports
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06:37 EDTRBSRBS has shortlisted Sarasin, DBS consortium for Coutts Intl sale, Reuters says
J Safra Sarasin and a consortium comprising of DBS Group are among the banks shortlisted for the second round sale process of RBS' Coutts International, reports Reuters. According to people familiar with the matter, no firm date has been set for the final bids although all the shortlisted parties have commenced due diligence. Reference Link
January 13, 2015
07:19 EDTUBSExtent of UBS restructuring at center of London lawsuit, WSJ reports
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January 12, 2015
09:33 EDTUBSMorgan Stanley hires UBS U.K. investment banker Bishop, FT reports
Nick Bishop, a senior investment banker at UBS (UBS), will leave the company to join Morgan Stanley (MS), where he will become a managing director, sources tell The Financial Times. Reference Link
07:21 EDTUBSEBD Group to hold a conference
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06:20 EDTUBSUBS loses BAE Systems, Smith & Nephew as broking clients, Financial Times says
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05:58 EDTRBSRBS in discussions to retreat from Asia operations, Financial Times reports
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