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Stock Market & Financial Investment News

News Breaks
May 29, 2014
11:17 EDTBBY, FTR, RMTI, DB, SHLD, ANF, ARUN, WUBA, WB, KERXOptions with decreasing implied volatility
Options with decreasing implied volatility: ARUN RMTI KERX ANF FTR WB SHLD BBY WUBA DB
News For ARUN;RMTI;KERX;ANF;FTR;WB;SHLD;BBY;WUBA;DB From The Last 14 Days
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December 11, 2014
10:17 EDTDBFINRA fines Barclays Capital, Citigroup Global Markets, others $43.5M total
FINRA announced that it has fined 10 firms a total of $43.5M for allowing their equity research analysts to solicit investment banking business and for offering favorable research coverage in connection with the 2010 planned initial public offering of Toys"R"Us. FINRA fined the following firms. Barclays Capital (BCS) - $5M; Citigroup Global Markets (C) $ 5M; Credit Suisse Securities (CS) $5M; Goldman, Sachs & Co. (CS) $5M; JP Morgan Securities LLC (JPM) $5M; Deutsche Bank Securities Inc. (DB) $4M; Merrill Lynch, Pierce, Fenner & Smith Inc. (BAC) $4M; Morgan Stanley & Co., LLC (MS) $4M; Wells Fargo Securities, LLC (WFC) $4M; Needham & Company LLC $2.5M. In addition, FINRA found that six of the 10 firms Barclays, Citigroup, Credit Suisse, Goldman Sachs, JP Morgan and Needham had inadequate supervisory procedures related to research analyst participation in investment banking pitches. Toys"R"Us and its sponsors offered each of the 10 firms various roles in the IPO but it eventually decided not to proceed with the offering. In settling this matter, the 10 firms neither admitted nor denied the charges, but consented to the entry of FINRA's findings.
09:22 EDTWUBAAlibaba to buy $50M of Momo shares in IPO, 58.com to buy $10M
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08:48 EDTANFAbercrombie an 'extremely attractive' takeover candidate, says FBR Capital
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06:40 EDTDBNY investigating Deutsche Bank, Barclays currency trading, Reuters reports
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06:01 EDTARUNAruba Networks management to meet with Northland
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December 10, 2014
12:09 EDTWBYouku Tudou rises slightly in down market after Credit Suisse upgrade
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11:11 EDTKERXKeryx management to meet with Maxim
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08:08 EDTBBYBest Buy field checks show good November, says Jefferies
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December 9, 2014
17:49 EDTANFAbercrombie & Fitch still not a 'buy', Barron's says
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08:50 EDTANFAbercrombie & Fitch CEO Michael Jeffries to retire
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08:48 EDTANFAbercrombie & Fitch CEO to retire
December 8, 2014
15:26 EDTDBDeutsche Bank sued by U.S. over alleged scheme to avoid income taxes
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15:10 EDTDBDOJ files suit against Deutsche Bank over income tax avoidance, Bloomberg says
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10:20 EDTANFOptions with decreasing implied volatility
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10:00 EDTDBOn The Fly: Analyst Downgrade Summary
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08:40 EDTDBDeutsche Bank and Cisco to host a conference call
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08:06 EDTFTRFrontier Communications now sees FY14 CapEx $575M-$600M
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08:02 EDTARUNAruba says NHS replaces Cisco network with Aruba wireless infrastructure
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07:23 EDTFTRUBS to hold a conference
42nd Annual Global Media & Communications Conference is being held in New York on December 8-10 with webcasted company presentations to begin on December 8 at 8 am; not all presentations may be webcasted. Webcast Link
06:00 EDTDBDeutsche Bank downgraded to Underperform from Market Perform at Keefe Bruyette
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