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Stock Market & Financial Investment News

News Breaks
July 9, 2014
08:21 EDTAMTD, SCHW, ETFC, IBKRFINRA probing retail brokerage routing practices, WSJ says
The Financial Industry Regulatory Authority, or FINRA, is sending "sweep letters" to about 10 retail brokers this week for details about how they route customer orders so that the price is "as favorable as possible for its customer under prevailing market conditions," said The Wall Street Journal, citing an interview with Tom Gira, the executive vice president of Finra's market regulation department. The report does not name the 10 firms being sent the letters, but stocks in the brokerage space include TD Ameritrade (AMTD), Charles Schwab (SCHW), E-Trade (ETFC) and Interactive Brokers (IBKR). Reference Link
News For AMTD;SCHW;ETFC;IBKR From The Last 14 Days
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September 19, 2014
11:24 EDTAMTDTD Ameritrade:Alibaba premarket orders approaching Facebook levels, Reuters says
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September 18, 2014
11:49 EDTSCHWCharles Schwab calls active as shares at 13-year high
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07:33 EDTIBKRUBS to hold a conference
FinTech Conference to be held in New York on September 18.
September 17, 2014
07:37 EDTSCHWMorningstar to hold a conference
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September 15, 2014
08:46 EDTSCHWCharles Schwab reports August-end total client assets $2.45T
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08:08 EDTETFCE-Trade says August DARTs declined 5% from July
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September 10, 2014
08:35 EDTAMTDTD Ameritrade reports August client trades down 6% vs. July
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September 8, 2014
08:09 EDTETFCE-Trade says August DARTs declined 5% from July
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