New User:

-or-
Username:
Password:
Forgot your password?

Stock Market & Financial Investment News

News Breaks
July 9, 2014
08:21 EDTSCHW, IBKR, AMTD, ETFCFINRA probing retail brokerage routing practices, WSJ says
The Financial Industry Regulatory Authority, or FINRA, is sending "sweep letters" to about 10 retail brokers this week for details about how they route customer orders so that the price is "as favorable as possible for its customer under prevailing market conditions," said The Wall Street Journal, citing an interview with Tom Gira, the executive vice president of Finra's market regulation department. The report does not name the 10 firms being sent the letters, but stocks in the brokerage space include TD Ameritrade (AMTD), Charles Schwab (SCHW), E-Trade (ETFC) and Interactive Brokers (IBKR). Reference Link
News For AMTD;SCHW;ETFC;IBKR From The Last 14 Days
Sign up for a free trial to see the rest of the stories you've been missing.
November 19, 2014
07:47 EDTAMTD, ETFCKeefe Bruyette to hold a conference
Securities Brokerage & Market Structure Conference is being held in New York on November 19 with webcasted company presentations to begin at 7:45 am. Webcast Link
07:42 EDTAMTD, ETFCTraders Expo to hold a conference
International Traders Expo 2014 is being held in Las Vegas on November 19-22.
November 14, 2014
08:47 EDTSCHWCharles Schwab reports October net new assets $7.9B
The Charles Schwab Corporation released its Monthly Activity Report. Company highlights for the month of October 2014 include: Net new assets brought to the company by new and existing clients in October 2014 totaled $7.9B. Total client assets were $2.44T as of month-end October, up 12% from October 2013 and up 2% compared to September 2014. Average interest-earning assets on the company’s balance sheet were a record $141.5B as of month-end October, up 5% from October 2013 and up 1% compared to September 2014.
08:06 EDTETFCE-Trade reports October DARTs up 9% from September
Subscribe for More Information
November 12, 2014
07:36 EDTETFCE-Trade says to reduce corporate debt outstanding by $400M
Subscribe for More Information
07:28 EDTAMTDBofA/Merrill to hold a conference
Subscribe for More Information
November 11, 2014
08:31 EDTAMTDTD Ameritrade reports October client trades up 17% from September
Subscribe for More Information

Sign up for a free trial to see the rest of the stories you've been missing.

I agree to the theflyonthewall.com disclaimer & terms of use