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Stock Market & Financial Investment News

News Breaks
July 9, 2014
08:21 EDTSCHW, IBKR, AMTD, ETFCFINRA probing retail brokerage routing practices, WSJ says
The Financial Industry Regulatory Authority, or FINRA, is sending "sweep letters" to about 10 retail brokers this week for details about how they route customer orders so that the price is "as favorable as possible for its customer under prevailing market conditions," said The Wall Street Journal, citing an interview with Tom Gira, the executive vice president of Finra's market regulation department. The report does not name the 10 firms being sent the letters, but stocks in the brokerage space include TD Ameritrade (AMTD), Charles Schwab (SCHW), E-Trade (ETFC) and Interactive Brokers (IBKR). Reference Link
News For AMTD;SCHW;ETFC;IBKR From The Last 14 Days
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December 15, 2014
06:37 EDTSCHWCharles Schwab files automatic mixed securities shelf
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December 12, 2014
08:46 EDTSCHWCharles Schwab reports November net new assets $10.9B
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08:09 EDTAMTDBofA/Merrill financial analysts hold an analyst/industry conference call
Banks Analyst Najarian, along with Capital Markets Analyst Carrier, Specialty Finance Analyst Bruce discuss the year ahead in Financials, covering the Banks, Capital Markets, Life and P/C Insurance, REIT, Specialty Finance and Canadian Banks/Life Insurance sectors on an Analyst/Industry conference call to be held on December 16 at 10 am.
December 10, 2014
08:06 EDTETFCE-Trade announces November DARTs flat with year-ago period
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December 9, 2014
07:45 EDTAMTDGoldman to hold a conference
U.S. Financial Services Conference is being held in New York on December 9-10.
07:33 EDTAMTDTD Ameritrade reports average of 428,000 client trades per day in November
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